What information do you need if I work for a Broker-Dealer?

Article author
Nick
  • Updated

We need permission from your compliance department before opening your investment account. Your firm may also require duplicate confirmations and statements (Pursuant to FINRA Rule 3210).

 

If your firm would like to see our program agreement, please direct them to page B-1 on the following website:

https://www.acorns.com/program-agreement 

 

Please contact your compliance department and ask them to forward a letter authorizing us to open your Acorns Account. We'll also need them to let us know if they require duplicate confirmations or statements.

 

It is preferred that 3210 letters be sent by email to:

compliance@acornssecurities.com 

If paper mailing is required, please send the letter to:

Acorns Securities, LLC
ATTN: Compliance
5300 California Avenue
Irvine, CA 92617

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